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  • One of the common irregularities noted by the Securities and Exchange Board of India during the inspection of a stock exchange was that it was dealing with unregistered sub brokers. Identify the related function of Securities and Exchange Board of India #171
  • _________ is a market for lending & borrowing of short term funds. #172
  • It acts like a bank and keeps securities in electronic form on behalf of the investor #173
  • It serves as an intermediary between the investor and the depository who is authorised to maintain the accounts of dematerialised shares. #174
  • Identify the correct sequence of steps to be followed in the trading procedure at Stock Exchange #175
  • The mandatory detail that an investor has to provide to the broker at the time of opening a demand account is #176
  • It is a legally enforceable document which is issued by a stock broker within 24 hours of the execution of a trade order. #177
  • On this day, the exchange will deliver the share or make payment to the other broker #178
  • SEBI has constituted a committee under TK Viswanathan for ________. #179
  • ____________ is also called zero coupon bond. #180
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