Вопросы по дисциплине:
Эконометрика финансовых рынков
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| № | Вопрос | Действия |
|---|---|---|
| 181 | One of the common irregularities noted by the Securities and Exchange Board of India during the inspection of a stock exchange was that it was dealing with unregistered subbrokers. Identify the related function of Securities and Exchange Board of India | Открыть |
| 182 | … is a market for lending & borrowing of short term funds. | Открыть |
| 183 | It acts like a bank and keeps securities in electronic form on behalf of the investor, | Открыть |
| 184 | It serves as an intermediary between the investor and the depository who is authorised to maintain the accounts of dematerialised shares. | Открыть |
| 185 | It is a number assigned to each transaction by the stock exchange and is printed on the contract note. | Открыть |
| 186 | Identify the correct sequence of steps to be followed in the trading procedure at Stock Exchange | Открыть |
| 187 | The mandatory detail that an investor has to provide to the broker at the time of opening a demand account is | Открыть |
| 188 | It is a legally enforceable document which is issued by a stock broker within 24 hours of the execution of a trade order. | Открыть |
| 189 | On this day, the exchange will deliver the share or make payment to the other broker, | Открыть |
| 190 | When is a trade confirmation slip issued to the investor? | Открыть |