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  • … frameworks look principally to control relevant risks, not to secure compliance with sets of rules. #131
  • Management and … risks relate to the propensity of an organization’s internal controls to mitigate or exacerbate the risk by affecting the probability of a harm’s occurrence. #132
  • The first challenge for any risk-based regulator is, as noted, to identify the risks to its achieving its … #133
  • A second major challenge for risk-based regulators is to take on board the extent to which managerial attitudes will affect the level of risk presented by a … #134
  • A first challenge in seeking to give effect to a risk-based system is to be clear about the degree to which risk evaluations will be used as drivers of regulatory actions. #135
  • Another organizational difficulty for risk-based regulators may arise when their powers are shared with other bodies. #136
  • A special danger in a risk-based regime is that the regulators become emotional to an established method of identifying key risks and of dealing with these. #137
  • Regulatory decisions that are based on risk appraisals will often prove to be more difficult to justify than involved parties have initially anticipated. #138
  • Some regulators manage these challenges by incorporating public perceptions explicitly into their risk-based frameworks. #139
  • Локальный нормативный акт организации это … #140
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